My10b5-1SM Platform is the only dedicated, web-based, proprietary solution developed by 10b5-1 Experts.
My10b5-1SM Platform empowers Issuers, Brokerage Firms and Financial Institutions with end-to-end management capabilities for adherence to all Rule 10b5-1 regulatory requirements, including: creation, administration, execution, reporting, and proprietary web-portal access for all pertinent parties’ communications needs.
Take your business to the next level. See the experience captured within the My10b5-1SM Platform.
- Comprehensive and scalable web-based solution
- Facilitates creation, administration, execution, and reporting of 10b5-1 Plans
- Allows systematic access to all parties
- Entitlement based access to data
- Access for unlimited users
- Automation allows for exponential growth
My10b5-1SM Platform can save you headaches and increase your capacity to process this business. Please contact Executive Trading Solutions to learn how our clients are taking advantage of the immediate competitive advantage that is gained from implementing ETS' My10b5-1SM Platform.
- Create, finalize, and approve trading plans from within the platform
- Monitor trading plan executions and future orders in real time
- Password protected, entitlement based portal access for all parties
- Full suite of query-based and customizable reports